SFC Licences of TULK Philip W
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aletheia Technologies Limited | RE | 4 | 06 September 2012 | 11 April 2013 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 4 | 10 June 2011 | 13 April 2012 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 08 March 2010 | 10 June 2011 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 15 January 2004 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 10 December 2003 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 10 December 2003 |