SFC Licences of CHUNG Yan Yan 鍾恩恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 28 February 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 October 2004 | 02 October 2017 |
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 01 April 2003 | 28 September 2004 |
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 9 | 01 April 2003 | 28 September 2004 |
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 6 | 01 April 2003 | 28 September 2004 |
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 4 | 01 April 2003 | 28 September 2004 |