SFC Licences of LI Wai Kuen 李惠娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RO | 6 | 30 October 2014 | 31 March 2020 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RO | 1 | 30 October 2014 | 31 March 2020 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RO | 1 | 01 April 2003 | 18 July 2014 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RO | 6 | 01 April 2003 | 18 July 2014 |