SFC Licences of TSUI Chi Wai, Ivan 徐志偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 22 May 2020 12 September 2023
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RO 2 24 September 2010 12 September 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 29 June 2010 22 May 2020
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 29 June 2010 24 September 2010
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 RO 1 02 August 2005 17 March 2006
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 RE 2 01 August 2005 01 July 2009
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 RE 1 01 August 2005 02 August 2005
VC Futures Limited 滙盈期貨有限公司 RE 2 22 July 2003 27 July 2005
VC Brokerage Limited 滙盈證券有限公司 RE 1 22 July 2003 27 July 2005
Corporate Commodities Limited 協聯期貨有限公司 RE 2 01 April 2003 22 July 2003
Corporate Brokers Limited 協聯證券有限公司 RE 1 01 April 2003 22 July 2003
Corporate Brokers Limited 協聯證券有限公司 RE 9 01 April 2003 21 July 2003
Corporate Brokers Limited 協聯證券有限公司 RE 7 01 April 2003 21 July 2003
Corporate Brokers Limited 協聯證券有限公司 RE 6 01 April 2003 21 July 2003
Corporate Brokers Limited 協聯證券有限公司 RE 4 01 April 2003 21 July 2003
Corporate Commodities Limited 協聯期貨有限公司 RE 5 01 April 2003 21 July 2003
Corporate Commodities Limited 協聯期貨有限公司 RE 9 01 April 2003 21 July 2003