SFC Licences of NG Tat Yan 吳達仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dah Sing Securities Limited 大新證券有限公司 | RO | 1 | 16 June 2004 | 08 November 2007 |
| Dah Sing Securities Limited 大新證券有限公司 | RE | 1 | 01 April 2003 | 16 June 2004 |
| Dah Sing Securities Limited 大新證券有限公司 | RE | 6 | 01 April 2003 | 27 August 2003 |
| Dah Sing Securities Limited 大新證券有限公司 | RE | 9 | 01 April 2003 | 27 August 2003 |
| Dah Sing Securities Limited 大新證券有限公司 | RE | 4 | 01 April 2003 | 27 August 2003 |