SFC Licences of WAN Siu Shun 溫紹迅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司	RO	4	03 October 2019	30 November 2021
Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司	RO	1	03 October 2019	30 November 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	4	08 August 2013	31 December 2022
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	1	27 June 2012	31 December 2022
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	5	14 June 2012	31 December 2022
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	2	14 June 2012	31 December 2022
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司	RO	1	30 March 2010	31 December 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	1	26 August 2004	26 April 2021
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	2	26 August 2004	15 March 2019
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	5	26 August 2004	01 August 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	2	02 August 2004	26 August 2004
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	1	02 August 2004	26 August 2004
Realink Financial Trade Limited 滙信理財有限公司	RO	2	25 September 2003	31 July 2004
Realink Financial Trade Limited 滙信理財有限公司	RO	1	25 August 2003	31 July 2004