SFC Licences of CHU Yik Shan 朱憶山

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Future Growth Financial Services Limited 聚合金融服務有限公司 RO 2 18 February 2016 05 March 2018
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 3 16 January 2015 05 March 2018
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 2 16 January 2015 18 February 2016
Quam Securities Limited 華富建業證券有限公司 RE 2 27 March 2014 14 November 2014
Wing Fung Forex Limited 永豐外匯有限公司 RO 3 08 January 2009 19 May 2011
Wing Fung Futures Limited 永豐期貨有限公司 RO 2 14 September 2006 19 May 2011
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 01 September 2006 14 September 2006
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 17 February 2006 02 August 2006
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2003 02 August 2006
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 01 April 2003 16 April 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 5 01 April 2003 16 April 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 9 01 April 2003 16 April 2004