SFC Licences of HUI Sau Wai 許秀慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 26 June 2013 | 05 September 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 July 2008 | 05 September 2015 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 17 July 2008 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 17 July 2008 | 31 August 2013 |
Schroder Investment Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 26 April 2004 |
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 26 April 2004 |
Schroder Investment Management (Hong Kong) Limited | RE | 1 | 01 April 2003 | 25 June 2003 |
Schroder Investment Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 25 June 2003 |