SFC Licences of TAM Mei Woon, Peggy 譚美奐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RO | 9 | 02 November 2018 | 30 September 2022 |
JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RO | 4 | 02 November 2018 | 30 September 2022 |
JVSakk Asia Limited 匯通永利亞洲有限公司 | RE | 1 | 05 December 2017 | 30 September 2022 |
JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 9 | 05 December 2017 | 02 November 2018 |
JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 4 | 05 December 2017 | 02 November 2018 |
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司 | RE | 9 | 31 March 2017 | 20 July 2017 |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 4 | 31 March 2017 | 20 July 2017 |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 31 March 2017 | 20 July 2017 |
Ascendant Asset Management (HK) Limited 景昇資產管理(香港)有限公司 | RO | 9 | 21 September 2009 | 30 September 2016 |
Ascendant Asset Management (HK) Limited 景昇資產管理(香港)有限公司 | RO | 4 | 21 September 2009 | 30 September 2016 |