SFC Licences of LAU Kwai Ying 劉桂英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 19 August 2003 | 10 June 2005 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 7 | 10 June 2003 | 11 July 2003 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 10 June 2003 | 11 July 2003 |