SFC Licences of TSE Kam Nam 謝淦楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RE | 4 | 13 January 2017 | 02 October 2019 |
| Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RO | 4 | 30 April 2014 | 13 January 2017 |
| Pyramis Global Advisors (Hong Kong) Limited | RE | 5 | 03 October 2011 | 01 November 2013 |
| Pyramis Global Advisors (Hong Kong) Limited | RO | 4 | 20 July 2009 | 21 November 2014 |
| Pyramis Global Advisors (Hong Kong) Limited | RE | 4 | 01 August 2008 | 20 July 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 01 April 2003 | 30 May 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 7 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 6 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 9 | 01 April 2003 | 09 December 2004 |