SFC Licences of KWONG Hoi Ngai, Anna 鄺海毅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 4 01 April 2003 21 May 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 1 01 April 2003 21 May 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 7 01 April 2003 27 April 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 9 01 April 2003 27 April 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 6 01 April 2003 27 April 2004