SFC Licences of CHAN Siu Yuen 陳小元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Stockwell Securities Limited 常滙證券有限公司 | RE | 2 | 01 July 2022 | |
| Stockwell Securities Limited 常滙證券有限公司 | RE | 1 | 01 July 2022 | |
| Stockwell Commodities Limited 常匯商品期貨有限公司 | RE | 2 | 07 March 2007 | 30 June 2022 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 01 April 2003 | 30 June 2022 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 4 | 01 April 2003 | 12 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 6 | 01 April 2003 | 12 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 9 | 01 April 2003 | 12 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 7 | 01 April 2003 | 07 July 2003 |