SFC Licences of LEE Sing Wing 李盛榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Mainland Securities Limited 美聯證券有限公司	RO	1	18 June 2021
Chung Lee Securities Company Limited 眾利股票有限公司	RO	1	21 February 2020	04 January 2021
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司	RE	9	21 February 2020	30 November 2020
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司	RE	4	21 February 2020	30 November 2020
Chung Lee Securities Company Limited 眾利股票有限公司	RE	1	19 February 2020	21 February 2020
Seazen Resources Securities Limited 新城晉峰證券有限公司	RE	1	13 December 2019	13 February 2020
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	13 September 2006	14 November 2019
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	29 June 2006	14 November 2019
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	01 April 2003	24 June 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	9	01 April 2003	09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	4	01 April 2003	09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	6	01 April 2003	09 January 2004