SFC Licences of LAU Chung Wai 劉頌煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 13 July 2010 | 01 January 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 July 2010 | 01 January 2011 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 01 April 2003 | 02 November 2005 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 7 | 01 April 2003 | 22 February 2005 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 01 April 2003 | 22 February 2005 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 01 April 2003 | 22 February 2005 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 01 April 2003 | 22 February 2005 |