SFC Licences of SUN Zhili 孫枝麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 6 | 19 January 2021 | 30 September 2022 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 30 July 2018 | 19 January 2021 |
| Taiping Capital Limited 太平融資有限公司 | RO | 6 | 24 May 2016 | 05 January 2018 |
| Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司 | RO | 6 | 12 January 2016 | 11 April 2016 |
| Convoy Capital Hong Kong Limited 康宏資本香港有限公司 | RO | 6 | 23 August 2012 | 31 May 2015 |
| Vision Finance International Company Limited 睿智金融國際有限公司 | RO | 6 | 11 July 2008 | 05 March 2012 |
| Vision Finance International Company Limited 睿智金融國際有限公司 | RE | 6 | 18 June 2008 | 11 July 2008 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RO | 6 | 28 June 2007 | 31 December 2007 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RO | 6 | 21 June 2005 | 01 August 2007 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 6 | 25 March 2004 | 22 April 2004 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 01 April 2003 | 03 February 2004 |