SFC Licences of CHAN Yiu Kwong 陳耀光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司	RO	9	18 January 2024
Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司	RO	4	18 January 2024
Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司	RO	1	18 January 2024
Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司	RE	9	03 January 2024	18 January 2024
Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司	RE	4	03 January 2024	18 January 2024
Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司	RE	1	03 January 2024	18 January 2024
Raising International Securities Limited 瑞昇國際證券有限公司	RO	9	20 February 2023	13 October 2023
Raising International Securities Limited 瑞昇國際證券有限公司	RO	4	20 February 2023	13 October 2023
Raising International Securities Limited 瑞昇國際證券有限公司	RO	1	20 February 2023	13 October 2023
Invision Asset Management International Limited 前瞻金融投資管理國際有限公司	RO	9	30 May 2022	17 January 2023
Invision Asset Management International Limited 前瞻金融投資管理國際有限公司	RO	4	30 May 2022	17 January 2023
Invision Asset Management International Limited 前瞻金融投資管理國際有限公司	RO	1	30 May 2022	17 January 2023
ChaoShang Asset Management Limited 潮商資產管理有限公司	RO	9	03 March 2021	31 October 2021
ChaoShang Asset Management Limited 潮商資產管理有限公司	RO	4	26 January 2021	31 October 2021
ChaoShang Securities Limited 潮商證券有限公司	RO	2	26 November 2020	31 October 2021
ChaoShang Securities Limited 潮商證券有限公司	RO	1	26 November 2020	31 October 2021
ChaoShang Securities Limited 潮商證券有限公司	RE	1	11 September 2020	26 November 2020
Marketsense Asset Management Limited 友盈資產管理有限公司	RE	9	24 September 2019	03 August 2020
Marketsense Securities Limited 友盈證券有限公司	RO	4	13 June 2019	03 August 2020
Marketsense Securities Limited 友盈證券有限公司	RO	1	19 October 2017	03 August 2020
Partners Capital Securities Limited 博大證券有限公司	RO	1	27 July 2016	01 December 2016
Partners Capital Securities Limited 博大證券有限公司	RE	1	11 July 2016	27 July 2016
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司	RO	2	04 September 2015	17 June 2016
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RO	1	04 September 2015	17 June 2016
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司	RE	2	24 July 2015	04 September 2015
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RE	1	24 July 2015	04 September 2015
Future Growth Asset Management Limited 聚合資產管理有限公司	RE	9	11 February 2014	01 June 2015
Future Growth Asset Management Limited 聚合資產管理有限公司	RE	4	11 February 2014	01 June 2015
Future Growth Financial Services Limited 聚合金融服務有限公司	RO	2	09 January 2013	01 June 2015
Future Growth Financial Services Limited 聚合金融服務有限公司	RO	1	09 January 2013	01 June 2015
Imperium International Securities Limited 帝國國際証券有限公司	RO	2	10 December 2012	05 January 2013
Imperium International Securities Limited 帝國國際証券有限公司	RO	1	30 July 2012	05 January 2013
ICBC International Futures Limited 工銀國際期貨有限公司	RO	2	29 December 2010	12 April 2012
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	29 December 2010	12 April 2012
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	13 January 2010	29 December 2010
ICBC International Futures Limited 工銀國際期貨有限公司	RO	2	02 June 2009	02 December 2009
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	07 May 2009	02 June 2009
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	06 April 2009	29 December 2010
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	03 May 2006	01 March 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	03 May 2006	01 March 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	01 April 2003	24 April 2006
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	01 April 2003	24 April 2006
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	01 April 2003	24 April 2006
Aisance Asset Management Limited 君達資產管理有限公司	RE	9	01 April 2003	03 June 2004
Aisance Asset Management Limited 君達資產管理有限公司	RE	5	01 April 2003	03 June 2004
KGI Asia Limited 凱基證券亞洲有限公司	RE	9	01 April 2003	03 June 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	6	01 April 2003	03 June 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	9	01 April 2003	03 June 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	5	01 April 2003	03 June 2004
KGI Asia Limited 凱基證券亞洲有限公司	RE	6	01 April 2003	03 June 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	9	01 April 2003	03 June 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	4	01 April 2003	03 June 2004
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	01 April 2003	03 June 2004
Aisance Asset Management Limited 君達資產管理有限公司	RE	2	01 April 2003	03 June 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	7	01 April 2003	21 July 2003