SFC Licences of DROUET Frank Gerard Maurice
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TCW Asia Limited 威信基金管理有限公司 | RO | 1 | 25 October 2012 | 04 March 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 5 | 16 November 2010 | 08 February 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 4 | 18 August 2010 | 08 February 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 30 January 2004 | 08 February 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 7 | 09 June 2003 | 08 February 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 09 June 2003 | 08 February 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 01 April 2003 | 09 June 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 April 2003 | 09 June 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 6 | 01 April 2003 | 29 May 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 01 April 2003 | 29 May 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 9 | 01 April 2003 | 29 May 2003 |