SFC Licences of YUNG Tsz Ming 容子明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Stockwell Securities Limited 常滙證券有限公司 RE 2 01 July 2022
Stockwell Securities Limited 常滙證券有限公司 RE 1 01 July 2022
Stockwell Commodities Limited 常匯商品期貨有限公司 RE 2 27 December 2013 30 June 2022
Stockwell Securities Limited 常匯證券有限公司 RE 1 27 December 2013 30 June 2022
Open Securities Limited 開盤證券有限公司 RE 2 08 August 2011 17 September 2012
Open Securities Limited 開盤證券有限公司 RE 1 08 August 2011 17 September 2012
Corporate Brokers Limited 協聯證券有限公司 RE 1 01 April 2003 04 July 2011
Corporate Commodities Limited 協聯期貨有限公司 RE 2 01 April 2003 04 July 2011
Corporate Brokers Limited 協聯證券有限公司 RE 6 01 April 2003 19 February 2004
Corporate Brokers Limited 協聯證券有限公司 RE 7 01 April 2003 19 February 2004
Corporate Brokers Limited 協聯證券有限公司 RE 9 01 April 2003 19 February 2004
Corporate Brokers Limited 協聯證券有限公司 RE 4 01 April 2003 19 February 2004
Corporate Commodities Limited 協聯期貨有限公司 RE 9 01 April 2003 18 February 2004
Corporate Commodities Limited 協聯期貨有限公司 RE 5 01 April 2003 18 February 2004