SFC Licences of KAM Chi Yan, Norbert 甘志仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 11 August 2010 | 27 December 2018 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 09 July 2010 | 27 December 2018 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 26 August 2004 | 27 April 2010 |
| UKFP (Asia) HK Limited | RE | 4 | 01 April 2003 | 16 August 2004 |
| UKFP (Asia) HK Limited | RE | 1 | 01 April 2003 | 16 August 2004 |
| UKFP (Asia) HK Limited | RE | 6 | 01 April 2003 | 24 May 2004 |
| UKFP (Asia) HK Limited | RE | 9 | 01 April 2003 | 24 May 2004 |