SFC Licences of MOK Hoi Chung 莫海忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RE | 2 | 02 March 2010 | 03 May 2011 |
| UBS Securities Asia Limited | RE | 2 | 02 March 2010 | 03 May 2011 |
| UBS Securities Asia Limited | RE | 1 | 02 March 2010 | 03 May 2011 |
| UBS Securities Hong Kong Limited | RE | 1 | 02 March 2010 | 03 May 2011 |
| Cowen Structured Products Hong Kong Limited | RO | 1 | 20 October 2006 | 09 March 2007 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 1 | 01 April 2003 | 31 December 2003 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 4 | 01 April 2003 | 31 December 2003 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 6 | 01 April 2003 | 31 December 2003 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 9 | 01 April 2003 | 31 December 2003 |