SFC Licences of TSE Kwun Yip 謝冠業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oriens Asset Management Limited 泰豐東方資產管理有限公司 | RO | 9 | 17 January 2020 | |
| Oriens Asset Management Limited 泰豐東方資產管理有限公司 | RO | 4 | 17 January 2020 | |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 | RO | 9 | 12 October 2018 | 31 October 2019 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 | RO | 4 | 12 October 2018 | 31 October 2019 |
| Nuada Limited 洛爾達有限公司 | RO | 1 | 16 February 2016 | 30 September 2018 |