SFC Licences of LEE Yick Chung 李易聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 03 October 2017 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 21 January 2013 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 16 March 2011 | 23 March 2012 |
GFI (HK) Securities L.L.C. | RE | 1 | 14 November 2008 | 16 July 2010 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 01 December 2005 | 01 July 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 01 April 2003 | 01 July 2008 |
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 | RE | 5 | 01 April 2003 | 09 December 2004 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 01 April 2003 | 09 December 2004 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 6 | 01 April 2003 | 09 December 2004 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 7 | 01 April 2003 | 09 December 2004 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 9 | 01 April 2003 | 09 December 2004 |
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 | RE | 2 | 01 April 2003 | 09 December 2004 |
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 | RE | 9 | 01 April 2003 | 09 December 2004 |