SFC Licences of LEE Yick Chung 李易聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 03 October 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 21 January 2013
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 16 March 2011 23 March 2012
GFI (HK) Securities L.L.C. RE 1 14 November 2008 16 July 2010
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 01 December 2005 01 July 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 01 April 2003 01 July 2008
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 RE 5 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 6 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 7 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 9 01 April 2003 09 December 2004
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 RE 2 01 April 2003 09 December 2004
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 RE 9 01 April 2003 09 December 2004