SFC licenceholder AEE525 LEE Yick Chung 李易聰

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [4] (Advising on Securities) 03 October 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities) 16 March 2011 23 March 2012
GFI (HK) Securities L.L.C. RE [1] (Dealing in Securities) 14 November 2008 16 July 2010
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE [2] (Dealing in Futures Contracts) 01 December 2005 01 July 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE [1] (Dealing in Securities) 01 April 2003 01 July 2008
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services), [9] (Asset Management) 01 April 2003 09 December 2004