SFC Licences of NGAI Man Fai 倪文輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Risen Family Office Limited 潤晟家族辦公室有限公司 RE 9 15 September 2020 04 May 2021
Risen Family Office Limited 潤晟家族辦公室有限公司 RE 4 15 September 2020 04 May 2021
Hongkong Yifu International Futures Limited 香港易福國際期貨有限公司 RO 2 18 October 2018 28 February 2019
Huajin Futures (International) Limited 華金期貨(國際)有限公司 RO 2 21 December 2017 15 October 2018
Huajin Research (International) Limited 華金研究(國際)有限公司 RE 4 07 July 2016 15 October 2018
Huajin Securities (International) Limited 華金證券(國際)有限公司 RE 1 07 July 2016 15 October 2018
Huajin Futures (International) Limited 華金期貨(國際)有限公司 RE 2 07 July 2016 21 December 2017
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 22 April 2008 01 April 2015
HSBC Futures (Singapore) Pte Ltd RE 5 27 March 2008 23 March 2012
HSBC Futures (Singapore) Pte Ltd RE 2 18 March 2008 23 March 2012
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 19 May 2006 08 November 2007
HSBC Futures (Singapore) Pte Ltd RE 2 17 June 2004 31 March 2006
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 17 June 2004 31 March 2006
HSBC Securities (Asia) Limited RE 1 17 June 2004 14 November 2005
Newedge Broker Limited 新際經紀有限公司 RE 9 01 April 2003 09 October 2003
Newedge Broker Limited 新際經紀有限公司 RE 7 01 April 2003 09 October 2003
Newedge Broker Limited 新際經紀有限公司 RE 1 01 April 2003 09 October 2003
Newedge Broker Limited 新際經紀有限公司 RE 2 01 April 2003 09 October 2003
Newedge Broker Limited 新際經紀有限公司 RE 5 01 April 2003 09 October 2003