SFC Licences of YIM Heung Yue 嚴香如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 08 September 2006 | 01 May 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 01 April 2003 | 26 June 2006 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 26 June 2006 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 17 October 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 17 October 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 17 October 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 17 October 2003 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 5 | 01 April 2003 | 13 October 2003 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 9 | 01 April 2003 | 13 October 2003 |