| Institution |
Role |
Licences |
Start date |
End date |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RE |
4 |
20 November 2020 |
|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
RE |
2 |
11 October 2016 |
|
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RE |
2 |
01 June 2012 |
10 October 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RE |
9 |
01 June 2012 |
|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RE |
1 |
01 June 2012 |
|
| Citigroup Global Markets Hong Kong Futures and Securities Limited |
RE |
2 |
02 March 2009 |
30 June 2010 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited |
RE |
1 |
02 March 2009 |
30 June 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RE |
1 |
02 March 2009 |
30 June 2010 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RE |
7 |
01 April 2003 |
17 February 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RE |
9 |
01 April 2003 |
17 February 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RE |
1 |
01 April 2003 |
17 February 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RE |
4 |
01 April 2003 |
17 February 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RE |
6 |
01 April 2003 |
17 February 2004 |