SFC Licences of LAW Wai Kuen 羅偉權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 24 February 2012 | 18 September 2014 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 20 August 2007 | 18 September 2014 |