SFC Licences of MARNICK Martin Brendan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Motilal Oswal Capital Markets (Hong Kong) Private Limited RO 4 24 June 2014
Anand Rathi Financial Services (HK) Limited RO 1 31 August 2010 30 September 2011
Aetas Global Markets Limited RO 2 30 May 2008 23 October 2009
Parry Capital Management Limited RO 9 24 September 2007 02 August 2010
Aetas Global Markets Limited RO 1 26 October 2005 23 October 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 27 April 2004 27 November 2004
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 17 October 2003 10 December 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 10 December 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 10 October 2003