SFC Licences of LAI Suet Fai 賴雪暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 9 | 27 May 2004 | 31 December 2005 |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 27 May 2004 | 31 December 2005 |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 27 May 2004 | 31 December 2005 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 19 May 2004 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 19 May 2004 |
Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 15 May 2004 |
FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 15 May 2004 |
FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 15 May 2004 |
Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 15 May 2004 |
FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 15 May 2004 |