SFC Licences of NG John Wah 伍華安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
ABCI Securities Company Limited 農銀國際證券有限公司	RO	4	25 September 2020
ABCI Securities Company Limited 農銀國際證券有限公司	RO	1	25 September 2020
ABCI Securities Company Limited 農銀國際證券有限公司	RE	4	19 February 2013	25 September 2020
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	26 January 2012	25 September 2020
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	4	23 January 2009	01 August 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	2	14 November 2007	01 August 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	10 October 2007	01 August 2011
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司	RE	2	10 October 2007	20 November 2007
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	28 September 2006	27 September 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	28 September 2006	27 September 2007
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司	RE	2	05 May 2005	21 January 2006
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RE	1	05 May 2005	21 January 2006
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	25 March 2004	05 May 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	01 April 2003	05 May 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	4	01 April 2003	09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	6	01 April 2003	09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	9	01 April 2003	09 January 2004