SFC Licences of CHAN Yiu Fai 陳耀輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 9 | 02 November 2006 | 14 August 2009 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 4 | 07 September 2006 | 14 August 2009 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 4 | 28 June 2006 | 03 August 2006 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 12 November 2005 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 09 December 2003 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 09 December 2003 |