SFC Licences of CHEUNG Yat Ming 張一鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Win Full Investment Management Group Limited 永富資產集團有限公司 | RO | 9 | 20 August 2021 | |
| Win Full Investment Management Group Limited 永富資產集團有限公司 | RO | 4 | 20 August 2021 | |
| New Century Asset Management Limited 開元資產管理有限公司 | RO | 9 | 21 June 2013 | 17 February 2020 |
| INV Partners Limited | RO | 9 | 11 July 2011 | 07 June 2013 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RO | 4 | 03 December 2009 | 13 May 2011 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 15 June 2009 | 03 December 2009 |
| Cohen & Steers Asia Limited | RO | 9 | 13 April 2006 | 25 November 2008 |
| Cohen & Steers Asia Limited | RO | 4 | 29 July 2005 | 25 November 2008 |
| Cohen & Steers Capital Management, Inc. | RE | 4 | 14 June 2005 | 29 July 2005 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 04 May 2005 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 09 December 2003 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 09 December 2003 |