SFC Licences of POON Kwong Kin 潘廣建

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Sentier Investors (Hong Kong) Limited RE 9 05 June 2007 02 August 2019
First Sentier Investors (Hong Kong) Limited RE 4 05 June 2007 02 August 2019
First Sentier Investors (Hong Kong) Limited RE 1 05 June 2007 02 August 2019
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 9 26 September 2006 21 April 2007
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 1 26 September 2006 21 April 2007
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 4 25 September 2006 21 April 2007
Bank Consortium Trust Company Limited 銀聯信託有限公司 RE 4 16 March 2005 28 April 2006
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 20 October 2003 13 April 2004
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 20 October 2003 13 April 2004
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 6 01 April 2003 02 June 2003
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 4 01 April 2003 02 June 2003
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 01 April 2003 02 June 2003
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 6 01 April 2003 02 June 2003
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 9 01 April 2003 02 June 2003
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 9 01 April 2003 02 June 2003