SFC Licences of OFFER Richard George Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Parry Capital Management Limited | RO | 9 | 24 September 2007 | 21 July 2011 |
| Aetas Global Markets Limited | RO | 1 | 09 February 2007 | |
| Aetas Global Markets Limited | RE | 1 | 08 August 2006 | 09 February 2007 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 12 November 2005 |
| HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 12 November 2005 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 27 July 2004 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 09 December 2003 |