SFC Licences of YIU Ho Yin 姚浩然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hantec Wealth Management Company Limited 亨達財富管理有限公司 RO 9 01 February 2023
Hantec Wealth Management Company Limited 亨達財富管理有限公司 RO 4 01 February 2023
Hantec Wealth Management Company Limited 亨達財富管理有限公司 RE 9 03 October 2022 01 February 2023
Hantec Wealth Management Company Limited 亨達財富管理有限公司 RE 4 03 October 2022 01 February 2023
Hantec Securities Co. Limited 亨達證券有限公司 RE 1 03 October 2022
CASH Wealth Management Limited 時富財富管理有限公司 RO 4 13 February 2017 16 August 2022
CASH Wealth Management Limited 時富財富管理有限公司 RO 9 27 March 2009 16 August 2022
CASH Wealth Management Limited 時富財富管理有限公司 RO 4 27 March 2009 26 February 2015
CASH Asset Management Limited 時富資產管理有限公司 RO 9 22 June 2006 16 August 2022
Celestial Securities Limited 時富證券有限公司 RE 1 25 April 2006 16 August 2022
CASH Asset Management Limited 時富資產管理有限公司 RE 9 25 April 2006 22 June 2006
China Rich Asset Management Limited 中國薈智資產管理有限公司 RE 9 03 August 2005 18 April 2006
China Rich Asset Management Limited 中國薈智資產管理有限公司 RO 4 08 July 2005 18 April 2006
Wings Securities (HK) Limited 金鵬證券有限公司 RE 1 05 July 2005 18 April 2006
China Rich Asset Management Limited 中國薈智資產管理有限公司 RE 4 05 July 2005 08 July 2005
Hing Wong Securities Limited 興旺證券有限公司 RE 4 12 January 2004 04 July 2005
Hing Wong Securities Limited 興旺證券有限公司 RE 1 03 December 2003 04 July 2005
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 6 01 April 2003 10 November 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 7 01 April 2003 10 November 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 9 01 April 2003 10 November 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 01 April 2003 10 November 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 4 01 April 2003 10 November 2003