SFC Licences of LAU Shuk Foon, Antonette 劉淑歡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 17 July 2012 | 16 July 2016 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 17 July 2012 | 16 July 2016 |
Gayang Securities Limited 嘉銀證券有限公司 | RE | 4 | 12 November 2010 | 26 June 2012 |
Gayang Securities Limited 嘉銀證券有限公司 | RE | 1 | 12 November 2010 | 26 June 2012 |
Wocom Investment Management Limited 宏高投資管理有限公司 | RE | 4 | 01 September 2003 | 30 April 2010 |
Wocom Securities Limited 宏高證券有限公司 | RE | 1 | 01 April 2003 | 30 April 2010 |
Wocom Securities Limited 宏高證券有限公司 | RE | 6 | 01 April 2003 | 27 August 2003 |
Wocom Securities Limited 宏高證券有限公司 | RE | 9 | 01 April 2003 | 27 August 2003 |
Wocom Securities Limited 宏高證券有限公司 | RE | 4 | 01 April 2003 | 27 August 2003 |