SFC Licences of LI Siu Yui 李少銳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Supreme China Securities Limited 智華證券有限公司 | RO | 1 | 24 May 2022 | |
| Supreme China Securities Limited 智華證券有限公司 | RE | 1 | 29 March 2022 | 24 May 2022 |
| WK Fund Management Limited 勁域基金管理有限公司 | RE | 9 | 29 December 2021 | 08 March 2022 |
| WK Securities Limited 勁域證券有限公司 | RE | 4 | 29 December 2021 | 08 March 2022 |
| WK Securities Limited 勁域證券有限公司 | RE | 1 | 29 December 2021 | 08 March 2022 |
| Koala Capital Management Limited 樹熊資本管理有限公司 | RE | 9 | 18 February 2020 | 19 November 2021 |
| Koala Securities Limited 樹熊證券有限公司 | RE | 4 | 18 February 2020 | 19 November 2021 |
| Koala Securities Limited 樹熊證券有限公司 | RE | 1 | 18 February 2020 | 19 November 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 17 December 2007 | 04 February 2008 |
| Kam Fai Securities Company Limited 金輝証券有限公司 | RE | 1 | 07 November 2005 | 21 December 2005 |