SFC Licences of TAM Ho Kuen 譚浩權

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HF Securities and Futures Limited 匯福證券及期貨有限公司 RO 2 16 January 2018 31 December 2018
HF Securities and Futures Limited 匯福證券及期貨有限公司 RO 1 16 January 2018 31 December 2018
HF Asset Management Limited 匯福資產管理有限公司 RO 9 22 May 2017 31 December 2018
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 05 May 2014 31 May 2016
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 05 May 2014 31 May 2016
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 08 January 2013 18 April 2014
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 08 January 2013 18 April 2014
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 10 November 2006 31 December 2012
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 10 November 2006 31 December 2012
CCB International Securities Limited 建銀國際證券有限公司 RE 1 16 October 2006 26 October 2006
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 02 January 2004 21 September 2004
China Everbright Forex Limited 中國光大外匯有限公司 RE 3 07 October 2003 19 March 2004
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 12 May 2003 26 September 2006
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 12 May 2003 26 September 2006
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 12 May 2003 21 September 2004