SFC Licences of DUHAMEL Vincent

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RO 9 18 April 2011 10 November 2017
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RO 4 18 April 2011 10 November 2017
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RO 1 18 April 2011 10 November 2017
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 9 04 April 2011 18 April 2011
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 4 04 April 2011 18 April 2011
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 1 04 April 2011 18 April 2011
SAIL Advisors Limited RO 9 11 November 2008 04 November 2010
SAIL Advisors Limited RO 4 11 November 2008 04 November 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 9 23 September 2005 25 June 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 1 23 September 2005 25 June 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 24 August 2005 23 September 2005
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 24 August 2005 23 September 2005
State Street Global Advisors Singapore Limited RO 9 20 June 2005 23 August 2005
State Street Global Advisors Singapore Limited RO 6 20 June 2005 23 August 2005
State Street Global Advisors Singapore Limited RO 4 20 June 2005 23 August 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RO 6 12 May 2005 23 August 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RO 1 01 April 2003 23 August 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RO 9 01 April 2003 23 August 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RO 4 01 April 2003 23 August 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RO 5 01 April 2003 23 August 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RO 6 01 April 2003 20 December 2004