SFC Licences of LEE Yuk Chee, Thomas 李旭智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Australia and New Zealand Banking Group Limited 澳新銀行集團有限公司 | 4 | 18 December 2019 | ||
| Australia and New Zealand Banking Group Limited 澳新銀行集團有限公司 | 1 | 18 December 2019 | ||
| JL Capital (Hong Kong) Pte Limited | RO | 9 | 11 June 2007 | 01 January 2009 |
| JL Capital (Hong Kong) Pte Limited | RE | 9 | 14 November 2006 | 11 June 2007 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 | RE | 2 | 01 April 2003 | 07 October 2004 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 | RE | 5 | 01 April 2003 | 30 August 2004 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 | RE | 9 | 01 April 2003 | 30 August 2004 |