SFC Licences of POON Kwok Fai, Herman 潘國輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司	RO	9	03 November 2015	31 December 2022
Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司	RO	4	03 November 2015	31 December 2022
Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司	RO	1	03 November 2015	31 December 2022
Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司	RE	9	19 August 2015	03 November 2015
Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司	RE	4	19 August 2015	03 November 2015
Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司	RE	1	19 August 2015	03 November 2015
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RE	9	01 August 2013	12 May 2015
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RE	4	01 August 2013	12 May 2015
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RE	1	01 August 2013	12 May 2015
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司	RE	4	01 April 2003	12 July 2007
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司	RE	1	01 April 2003	12 July 2007
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司	RE	9	01 April 2003	12 July 2007