SFC Licences of YAU King Kwok, Andrew 游經國
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 17 September 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 17 September 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 11 September 2012 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 February 2005 | 17 September 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 February 2005 | 02 October 2017 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 06 July 2004 | 14 January 2005 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 06 July 2004 | 14 January 2005 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 06 July 2004 | 14 January 2005 |