SFC Licences of YIP Chi Shing, Gerald 葉志誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 | RE | 5 | 27 September 2019 | |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 2 | 27 September 2019 | |
| Forthright Securities Company Limited 方德證券有限公司 | RO | 4 | 16 October 2018 | |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 4 | 26 February 2018 | 16 October 2018 |
| Forthright Securities Company Limited 方德證券有限公司 | RO | 1 | 06 October 2016 | |
| ABN AMRO Financial Products Limited | RO | 1 | 25 October 2006 | 11 July 2014 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 | RO | 6 | 01 April 2003 | 15 August 2003 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 | RO | 4 | 01 April 2003 | 15 August 2003 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 | RO | 1 | 01 April 2003 | 15 August 2003 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 | RO | 9 | 01 April 2003 | 15 August 2003 |