SFC Licences of LIM Cheng Yong 林正雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RE | 2 | 05 April 2012 | 04 September 2019 |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 22 November 2011 | 04 September 2019 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 30 September 2010 | 14 November 2011 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 30 September 2010 | 14 November 2011 |
Hong Kong International Securities Limited 香港國際證券有限公司 | RE | 1 | 01 April 2003 | 17 September 2010 |
Hong Kong International Futures Limited 香港國際期貨有限公司 | RO | 2 | 01 April 2003 | 03 September 2010 |
Hong Kong International Futures Limited 香港國際期貨有限公司 | RO | 9 | 01 April 2003 | 02 January 2004 |
Hong Kong International Futures Limited 香港國際期貨有限公司 | RO | 5 | 01 April 2003 | 02 January 2004 |
Hong Kong International Securities Limited 香港國際證券有限公司 | RE | 9 | 01 April 2003 | 02 January 2004 |
Hong Kong International Securities Limited 香港國際證券有限公司 | RE | 6 | 01 April 2003 | 02 January 2004 |
Hong Kong International Securities Limited 香港國際證券有限公司 | RE | 4 | 01 April 2003 | 02 January 2004 |