SFC Licences of YAU Shun Tin 游順典
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| New Region Securities Company Limited 恒盛證券有限公司 | RO | 9 | 31 May 2021 | |
| New Region Securities Company Limited 恒盛證券有限公司 | RO | 4 | 31 May 2021 | |
| New Region Securities Company Limited 恒盛證券有限公司 | RO | 1 | 15 February 2008 | |
| New Region Securities Company Limited 恒盛證券有限公司 | RE | 1 | 01 April 2003 | 15 February 2008 |
| New Region Securities Company Limited 恒盛證券有限公司 | RE | 6 | 01 April 2003 | 01 February 2005 |
| New Region Securities Company Limited 恒盛證券有限公司 | RE | 4 | 01 April 2003 | 01 February 2005 |
| New Region Securities Company Limited 恒盛證券有限公司 | RE | 9 | 01 April 2003 | 01 February 2005 |