SFC Licences of LAW Charles 羅澤行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 27 June 2005 | 09 September 2008 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 01 April 2003 | 09 June 2005 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 6 | 01 April 2003 | 04 November 2003 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 9 | 01 April 2003 | 04 November 2003 |