SFC Licences of LAM Sze Yiu, Wallace 林思耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Network Financial Services Limited 萬匯理財策劃有限公司 | RE | 4 | 13 December 2005 | 01 June 2006 |
| Hermes Securities Limited 凱敏證券有限公司 | RE | 1 | 16 July 2004 | 07 November 2005 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RE | 1 | 01 April 2003 | 26 June 2004 |
| ASG Futures Limited 亞洲環球期貨有限公司 | RE | 2 | 01 April 2003 | 25 June 2004 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RE | 6 | 01 April 2003 | 04 September 2003 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RE | 9 | 01 April 2003 | 04 September 2003 |
| ASG Futures Limited 亞洲環球期貨有限公司 | RE | 5 | 01 April 2003 | 04 September 2003 |
| ASG Futures Limited 亞洲環球期貨有限公司 | RE | 9 | 01 April 2003 | 04 September 2003 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RE | 4 | 01 April 2003 | 04 September 2003 |