SFC licenceholder AEK315 CHU Suk Ling, Lusanna 朱淑玲

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 22 January 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE [1] (Dealing in Securities) 18 October 2017 13 January 2020
Lee's Securities Company Limited 李氏證券有限公司 RE [1] (Dealing in Securities) 02 January 2014 03 October 2017
RPS Investment Limited 永盛証券投資有限公司 RE [1] (Dealing in Securities) 19 May 2008 19 December 2013
Sun's Future Limited 永盛期貨有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 31 July 2012
Sun's Future Limited 永盛期貨有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 18 February 2005