SFC Licences of LAW Hin Pong Joe 羅顯邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Base Asset Management Limited 碁石資產管理有限公司 | RE | 9 | 09 January 2023 | 09 August 2023 |
| Base Asset Management Limited 碁石資產管理有限公司 | RE | 4 | 09 January 2023 | 09 August 2023 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 19 December 2011 | 22 December 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 23 January 2009 | 21 March 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 10 August 2006 | 21 March 2011 |