SFC Licences of YU Man Chor 余文楚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 12 October 2007 | 11 January 2008 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 12 October 2007 | 11 January 2008 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 12 October 2007 | 11 January 2008 |
Emperor Futures Limited 英皇期貨有限公司 | RO | 5 | 07 February 2006 | 11 January 2008 |
Emperor Securities Limited 英皇證券有限公司 | RO | 4 | 07 February 2006 | 12 October 2007 |
Emperor Securities Limited 英皇證券有限公司 | RO | 1 | 07 February 2006 | 12 October 2007 |
Emperor Futures Limited 英皇期貨有限公司 | RO | 2 | 07 February 2006 | 12 October 2007 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 01 April 2003 | 07 February 2006 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 April 2003 | 07 February 2006 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 9 | 01 April 2003 | 20 July 2004 |
Emperor Securities Limited 英皇證券有限公司 | RE | 6 | 01 April 2003 | 20 July 2004 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 01 April 2003 | 20 July 2004 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 5 | 01 April 2003 | 20 July 2004 |
Emperor Securities Limited 英皇證券有限公司 | RE | 9 | 01 April 2003 | 20 July 2004 |
Emperor Securities Limited 英皇證券有限公司 | RE | 7 | 01 April 2003 | 20 July 2004 |